12 CFR 335.611 - Initial statement of beneficial ownership of securities (Form 3).

Regulations last checked for updates: Nov 23, 2024

Title 12 - Banks and Banking last revised: Nov 20, 2024

View all text of Part 335 [§ 335.101 - § 335.801]

§ 335.611 - Initial statement of beneficial ownership of securities (Form 3).

This form shall be filed in lieu of SEC Form 3 pursuant to SEC rules for initial statements of beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. 78p and 78w) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at 17 CFR part 240.

[75 FR 73950, Nov. 30, 2010]

authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1,78l,78m,78n,78p,78w,5412,5414,5415,7241,7242,7243,7244,7261,7262,7264,and

source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

cite as: 12 CFR 335.611