Regulations last checked for updates: Nov 23, 2024

Title 12 - Banks and Banking last revised: Nov 20, 2024
§ 390.429 - Form for securities sale report.
FDIC, 550 17th Street, NW., Washington, DC 20429 [Form G-12] Securities Sale Report Pursuant to § 390.12 FDIC No. Issuer's Name: Address:

If in organization, state the date of FDIC certification of insurance of accounts: ____

State the title, number, aggregate and per-unit offering price of the securities sold: ________

State the aggregate and per-unit dollar amounts of actual itemized offering expenses, discounts, commissions, and other fees: ________

State the aggregate and per-unit dollar amounts of the net proceeds raised: ________

Describe the use of proceeds. If unknown, provide reasonable estimates of the dollar amount allocated to each purpose for which the proceeds will be used: ________

State the number of purchasers of each class of securities sold and the number of owners of record of each class of the issuer's equity securities at the close or termination of the offering: ________

For a non-public offering, also state the factual and legal grounds for the exemption claimed (attach additional pages if necessary): ________

For a non-public offering, all offering materials used should be listed: ________

Person to Contact: Telephone No.:

This issuer has duly caused this securities sale report to be signed on its behalf by the undersigned person.

Date of securities sale report Issuer: Signature: Name: Title:

Instruction: Print the name and title of the signing representative under his or her signature. Ten copies of the securities sale report should be filed, including one copy manually signed, as required under 12 CFR 390.414.

Attention

Intentional misstatements or omissions of fact constitute violations of Federal law (See 18 U.S.C. 1001 and § 390.355(b)).

authority: 12 U.S.C. 1819.
source: 76 FR 47655, Aug. 5, 2011, unless otherwise noted.
cite as: 12 CFR 390.429