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Regulations last checked for updates: May 15, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 14 - PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
§ 14.1 - Scope.
§ 14.2 - Definitions of appearance and practice.
§ 14.3 - Hearings.
§ 14.4 - Violation of Commodity Exchange Act.
§ 14.5 - Criminal conviction.
§ 14.6 - Disbarment or suspension by licensing authority.
§ 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
§ 14.8 - Lack of requisite qualifications, character and integrity.
§ 14.9 - Duty to file information concerning adverse judicial or administrative action.
§ 14.10 - Reinstatement.
authority:
Pub. L. 93-463, sec. 101(a)(11), 88 Stat. 1391,
7 U.S.C. 4a
(j)
source:
41 FR 28472, July 12, 1976, unless otherwise noted.
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