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Regulations last checked for updates: May 15, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 3 - PART 3—REGISTRATION
Subpart A [§ 3.1 - § 3.33] - Subpart A—Registration
Subpart B [§ 3.40 - § 3.47] - Subpart B—Temporary Licenses
Subpart C [§ 3.50 - § 3.64] - Subpart C—Denial, Suspension or Revocation of Registration
Subpart D [§ 3.70 - § 3.70] - Subpart D—Notice Under Section 4k(5) of the Act
Subpart E [§ 3.75 - § 3.75] - Subpart E—Delegation and Reservation of Authority
Subpart 0 -
Appendix Appendix A - Appendix A to Part 3—Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
Appendix Appendix B - Appendix B to Part 3—Statement of Acceptable Practices With Respect to Ethics Training
Appendix Appendix C - Appendix C to Part 3—Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content
authority:
5 U.S.C. 552
,
552b
;
7 U.S.C. 1a
,
2
,
6a
,
6b
,
6b
-1,
6c
,
6d
,
6e
,
6f
,
6g
,
6h
,
6
source:
45 FR 80491, Dec. 5, 1980, unless otherwise noted.
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