Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
§ 302.107 - Qualified Financial Contracts.

The rights and obligations of any party to a qualified financial contract to which a covered broker or dealer is a party shall be governed exclusively by 12 U.S.C. 5390,including.S.C. 5390(c)(10)(B), and any regulations promulgated thereunder.

authority: 12 U.S.C. 5385(h)
source: 85 FR 53668, Oct. 30, 2020, unless otherwise noted.
cite as: 17 CFR 302.107