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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter I
Part 31 - PART 31—LEVERAGE TRANSACTIONS
§§ 31.1-31.2 - §[Reserved]
§ 31.3 - Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
§ 31.4 - Definitions.
§ 31.5 - Unlawful conduct.
§ 31.6 - Registration of leverage commodities.
§ 31.7 - Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
§ 31.8 - Cover of leverage contracts.
§ 31.9 - Minimum financial requirements.
§ 31.10 - Repurchase and resale of leverage contracts by leverage transaction merchants.
§ 31.11 - Disclosure.
§ 31.12 - Segregation.
§ 31.13 - Financial reports of leverage transaction merchants.
§ 31.14 - Recordkeeping.
§ 31.15 - Reporting to leverage customers.
§ 31.16 - Monthly reporting requirements.
§ 31.17 - Records of leverage transactions.
§ 31.18 - Margin calls.
§ 31.19 - Unlawful representations.
§ 31.20 - Prohibition of guarantees against loss.
§ 31.21 - Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
§ 31.22 - Prohibited trading in leverage contracts.
§ 31.23 - Limited right to rescind first leverage contract.
§ 31.24 - [Reserved]
§ 31.25 - Bid and ask prices; carrying charges.
§ 31.26 - Quarterly reporting requirement.
§ 31.27 - Registered futures association membership.
§ 31.28 - Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
§ 31.29 - Arbitration or other dispute settlement procedures.
Appendix Appendix A - Appendix A to Part 31—Schedule of Fees for Registration of Leverage Commodities
authority:
7 U.S.C. 12a
and 23, unless otherwise noted
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