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Regulations last checked for updates: Nov 25, 2024
Title 5 - Administrative Personnel last revised: Oct 24, 2024
All Titles
Title 5
Chapter XXXIV
Part 4401 - PART 4401—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR MEMBERS AND EMPLOYEES OF THE SECURITIES AND EXCHANGE COMMISSION
§ 4401.101 - General.
§ 4401.102 - Prohibited and restricted financial interests and transactions.
§ 4401.103 - Outside employment and activities.
authority:
5 U.S.C. 7301
;
5 U.S.C. Ch
131;
15 U.S.C. 77s
,
78w
,
77sss
,
80a
,
80b
; E.O. 12674, 54 FR 15159,
3 CFR 1989
Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306;
5 CFR 2634.103
, 2634.201(f), 2634.905, 2635.105, 2635.403, and 2635.803
source:
75 FR 42273, July 20, 2010, unless otherwise noted.
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