16 CFR 436.10 - Other laws and rules.

Regulations last checked for updates: Nov 22, 2024

Title 16 - Commercial Practices last revised: Nov 20, 2024

Collapse to view only § 436.10 - Other laws and rules.

Table of Contents

§ 436.10 - Other laws and rules.

§ 436.11 - Severability.

Appendix Appendix A - Appendix A to Part 436—Sample Item 10 Table—Summary of Financing Offered

Appendix Appendix B - Appendix B to Part 436—Sample Item 20(1) Table—Systemwide Outlet Summary

Appendix Appendix C - Appendix C to Part 436—Sample Item 20(2) Table—Transfers of Franchised Outlets

Appendix Appendix D - Appendix D to Part 436—Sample Item 20(3) Table—Status of Franchise Outlets

Appendix Appendix E - Appendix E to Part 436—Sample Item 20(4) Table—Status of Company-Owned Outlets

Appendix Appendix F - Appendix F to Part 436—Sample Item 20(5) Table—Projected New Franchised Outlets

§ 436.10 - Other laws and rules.

(a) The Commission does not approve or express any opinion on the legality of any matter a franchisor may be required to disclose by part 436. Further, franchisors may have additional obligations to impart material information to prospective franchisees outside of the disclosure document under Section 5 of the Federal Trade Commission Act. The Commission intends to enforce all applicable statutes and rules.

(b) The FTC does not intend to preempt the franchise practices laws of any state or local government, except to the extent of any inconsistency with part 436. A law is not inconsistent with part 436 if it affords prospective franchisees equal or greater protection, such as registration of disclosure documents or more extensive disclosures.

§ 436.11 - Severability.

If any provision of this part is stayed or held invalid, the remainder will stay in force.

Appendix Appendix A - Appendix A to Part 436—Sample Item 10 Table—Summary of Financing Offered

SUMMARY OF FINANCING OFFERED

Item Financed	Source of Financing	Down Payment	Amount Financed	Term (Yrs)	Interest Rate	Monthly Payment	Prepay Penalty	Security Required	Liability Upon Default	Loss of Legal Right on Default
Initial Fee
Land/Constr
Leased Space
Equip. Lease
Equip. Purchase
Opening Inventory
Other Financing

Appendix Appendix B - Appendix B to Part 436—Sample Item 20(1) Table—Systemwide Outlet Summary

Systemwide Outlet Summary

Column 1 Outlet Type	Column 2 Year	Column 3 Outlets at the Start of the Year	Column 4 Outlets at the End of the Year	Column 5 Net Change
Franchised	2004	859	1,062	+ 203
	2005	1,062	1,296	+ 234
	2006	1,296	2,720	+ 1,424
Company Owned	2004	125	145	+ 20
	2005	145	76	-69
	2006	76	141	+ 65
Total Outlets	2004	984	1,207	+ 223
	2005	1,207	1,372	+ 165
	2006	1,372	2,861	+ 1,489

Appendix Appendix C - Appendix C to Part 436—Sample Item 20(2) Table—Transfers of Franchised Outlets

Transfers of Franchised Outlets from Franchisees to New Owners (other than the Franchisor)

Column 1 State	Column 2 Year	Column 3 Number of Transfers
NC	2004	1
	2005	0
	2006	2
SC	2004	0
	2005	0
	2006	2
Total	2004	1
	2005	0
	2006	4

Appendix Appendix D - Appendix D to Part 436—Sample Item 20(3) Table—Status of Franchise Outlets

Status of Franchise Outlets

Column 1 State	Column 2 Year	Column 3 Outlets at Start of Year	Column 4 Outlets Opened	Column 5 Terminations	Column 6 Non-Renewals	Column 7 Reacquired by Franchisor	Column 8 Ceased Operations-Other Reasons	Column 9 Outlets at End of the Year
AL	2004	10	2	1	0	0	1	10
	2005	11	5	0	1	0	0	15
	2006	15	4	1	0	1	2	15
AZ	2004	20	5	0	0	0	0	25
	2005	25	4	1	0	0	2	26
	2006	26	4	0	0	0	0	30
Totals	2004	30	7	1	0	0	1	35
	2005	36	9	1	1	0	2	41
	2006	41	8	1	0	1	2	45

Appendix Appendix E - Appendix E to Part 436—Sample Item 20(4) Table—Status of Company-Owned Outlets

Status of Company-Owned Outlets

Column 1 State	Column 2 Year	Column 3 Outlets at Start of Year	Column 4 Outlets Opened	Column 5 Outlets Reacquired From Franchisees	Column 6 Outlets Closed	Column 7 Outlets Sold to Franchisees	Column 8 Outlets at End of the Year
NY	2004	1	0	1	0	0	2
	2005	2	2	0	1	0	3
	2006	3	0	0	3	0	0
OR	2004	4	0	1	0	0	5
	2005	5	0	0	2	0	3
	2006	3	0	0	0	1	2
Totals	2004	5	0	2	0	0	7
	2005	7	2	0	3	0	6
	2006	6	0	0	3	1	2

Appendix Appendix F - Appendix F to Part 436—Sample Item 20(5) Table—Projected New Franchised Outlets

Projected New Franchised Outlets

Column 1 State	Column 2 Franchise Agreements Signed But Outlet Not Opened	Column 3 Projected New Franchised Outlets in the Next Fiscal Year	Column 4 Projected New Company-Owned Outlets in the Current Fiscal Year
CO	2	3	1
NM	0	4	2
Total	2	7	3

authority: 15 U.S.C. 41-58.

source: 72 FR 15544, Mar. 30, 2007, unless otherwise noted.

cite as: 16 CFR 436.10