17 CFR 274.0-1 - Availability of forms.

Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024

Collapse to view only § 274.0-1 - Availability of forms.

Table of Contents

§ 274.0-1 - Availability of forms.

Subpart A [§ 274.5 - § 274.54] - Subpart A—Registration Statements

Subpart B [§ 274.101 - § 274.200] - Subpart B—Forms for Reports

Subpart C [§ 274.201 - § 274.223] - Subpart C—Forms for Other Statements

Subpart D [§ 274.301 - § 274.301] - Subpart D—Forms for Exemptions

Subpart E [§ 274.401 - § 274.404] - Subpart E—Forms for Electronic Filing

§ 274.0-1 - Availability of forms.

(a) This part identifies and describes the forms prescribed for use under the Investment Company Act of 1940.

(b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices)

[46 FR 17757, Mar. 20, 1981, as amended at 47 FR 26820, June 22, 1982; 59 FR 5946, Feb. 9, 1994; 73 FR 32228, June 5, 2008]

Subpart A [§ 274.5 - § 274.54] - Subpart A—Registration Statements

Subpart B [§ 274.101 - § 274.200] - Subpart B—Forms for Reports

Subpart C [§ 274.201 - § 274.223] - Subpart C—Forms for Other Statements

Subpart D [§ 274.301 - § 274.301] - Subpart D—Forms for Exemptions

Subpart E [§ 274.401 - § 274.404] - Subpart E—Forms for Electronic Filing

authority: 15 U.S.C. 77f,77g,77h,77j,77s,78c,78

source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 274.0-1