Regulations last checked for updates: Oct 17, 2024

Title 17 - Commodity and Securities Exchanges last revised: Oct 08, 2024
§ 37.1200 - Core Principle 12—Conflicts of interest.

The swap execution facility shall:

(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and

(b) Establish a process for resolving the conflicts of interest.

authority: 7 U.S.C. 1a,2,5,6,6c,7,7a-2,7b-3,and,as,Pub. L. 111-203, 124 Stat. 1376
source: 78 FR 33582, June 4, 2013, unless otherwise noted.
cite as: 17 CFR 37.1200