Regulations last checked for updates: Nov 22, 2024

Title 12 - Banks and Banking last revised: Nov 20, 2024
All TitlesTitle 12Chapter IIIPart 368 - PART 368—GOVERNMENT SECURITIES SALES PRACTICES
View all text of Part 368 [§ 368.1 - § 368.100]
§ 368.3 - Business conduct.

A bank that is a government securities broker or dealer shall observe high standards of commercial honor and just and equitable principles of trade in the conduct of its business as a government securities broker or dealer.

authority: 15 U.S.C. 78o-5.
source: 62 FR 13287, Mar. 19, 1997, unless otherwise noted.
cite as: 12 CFR 368.3
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