Regulations last checked for updates: Nov 25, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
§ 166.3 - Supervision.

Each Commission registrant, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) of all commodity interest accounts carried, operated, advised or introduced by the registrant and all other activities of its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) relating to its business as a Commission registrant.

[48 FR 35304, Aug. 3, 1983]
authority: 7 U.S.C. 1a,2,6b,6c,6d,6g,6h,6k,6l,6o,7,12a,21, and23, as amended by the Commodity Futures Modernization Act of2000,appendix. L. 106-554, 114 Stat. 2763 (2000)
cite as: 17 CFR 166.3