Regulations last checked for updates: Nov 25, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
§ 166.4 - Branch offices.

Each branch office of each Commission registrant must use the name of the firm of which it is a branch for all purposes, and must hold itself out to the public under such name. The act, omission or failure of any person acting for the branch office, within the scope of his employment or office, shall be deemed the act, omission or failure of the Commission registrant as well as of such person.

[48 FR 35304, Aug. 3, 1983]
authority: 7 U.S.C. 1a,2,6b,6c,6d,6g,6h,6k,6l,6o,7,12a,21, and23, as amended by the Commodity Futures Modernization Act of2000,appendix. L. 106-554, 114 Stat. 2763 (2000)
cite as: 17 CFR 166.4