17 CFR 240.3a12-12 - Exemption from certain provisions of section 16 of the Act for asset-backed securities.

Regulations last checked for updates: Jan 30, 2025

Title 17 - Commodity and Securities Exchanges last revised: Jan 24, 2025

§ 240.3a12-12 - Exemption from certain provisions of section 16 of the Act for asset-backed securities.

Asset-backed securities, as defined in § 229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p).

[70 FR 1620, Jan. 7, 2005]

authority: Section 240.3a4-1 also issued under secs. 3 and 15, 89 Stat. 97, as amended, 89 Stat. 121 as amended;

cite as: 17 CFR 240.3a12-12