Regulations last checked for updates: Feb 16, 2025

Title 17 - Commodity and Securities Exchanges last revised: Jan 30, 2025
All TitlesTitle 17Chapter IIPart 249Subpart G - Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
View all text of Subpart G [§ 249.617 - § 249.641]
§ 249.641 -

This form shall be prepared and filed by brokers and dealers registered with the Securities and Exchange Commission pursuant to Section 15 of the Act that offer services to a retail investor pursuant to § 240.17a-14 of this chapter.

[84 FR 33630, July 12, 2019] Editorial Note:For Federal Register citations affecting Form CRS, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
authority: 15 U.S.C. 78a
cite as: 17 CFR 249.641
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