17 CFR 260.4d-12 - Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).

Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024

View all text of Part 260 [§ 260.0-1 - § 260.19a-1]

§ 260.4d-12 - Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).

Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.

[82 FR 10707, Feb. 15, 2017]

authority: 15 U.S.C. 77c,77ddd,77eee,77ggg,77nnn,77sss,78

source: 5 FR 293, Jan. 25, 1940, unless otherwise noted.

cite as: 17 CFR 260.4d-12