17 CFR 274.202 - Form 3, initial statement of beneficial ownership of securities.

Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024

View all text of Subpart C [§ 274.201 - § 274.223]

§ 274.202 - Form 3, initial statement of beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.)

[67 FR 43537, June 28, 2002] Editorial Note:For Federal Register citations affecting Form 3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: 15 U.S.C. 77f,77g,77h,77j,77s,78c,78

source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 274.202