17 CFR 279.3 - Form ADV-H, application for a temporary or continuing hardship exemption.

Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024

View all text of Part 279 [§ 279.0-1 - § 279.9]

§ 279.3 - Form ADV-H, application for a temporary or continuing hardship exemption.

An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.

[65 FR 57451, Sept. 22, 2000] Editorial Note:For Federal Register citations affecting Form ADV-H, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1,

source: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 279.3