Regulations last checked for updates: Nov 22, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
§ 300.200 - General.

A person having one or more accounts cleared by the member on a fully disclosed basis for one or more introducing brokers or dealers is a customer of the member and shall be protected with respect to such account or accounts without regard to the protection available for any other account or accounts he may have with the member.

authority: 15 U.S.C. 78ccc.
source: 44 FR 5077, Jan. 25, 1979, unless otherwise noted.
cite as: 17 CFR 300.200