Regulations last checked for updates: Oct 17, 2024

Title 17 - Commodity and Securities Exchanges last revised: Oct 08, 2024
All TitlesTitle 17Chapter IPart 37Subpart E - Subpart E—Monitoring of Trading and Trade Processing
View all text of Subpart E [§ 37.400 - § 37.408]
§ 37.407 - Regulatory service provider.

A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.

authority: 7 U.S.C. 1a,2,5,6,6c,7,7a-2,7b-3,and,as,Pub. L. 111-203, 124 Stat. 1376
source: 78 FR 33582, June 4, 2013, unless otherwise noted.
cite as: 17 CFR 37.407
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