DRA-4-RR:IT:EC 226096 CC

Barbara Feeny
Drawback Specialist
Geo. S. Bush & Co., Inc.
P.O. Box 8829
Portland, OR 97208-8829

RE: Ruling request on behalf of Continental Resources, Inc.; ferrophosphorus; unused substitution drawback, 19 U.S.C. 1313(j)(2); HQ 225701

Dear Ms. Feeny:

This is in response to your letter of March 28, 1995, on behalf of Continental Resources, Inc., requesting a ruling on the substitution, under the unused substitution drawback law (19 U.S.C. 1313(j)(2)) of ferrophosphorus. Your letter was in response to HQ 225701, dated March 13, 1995.

FACTS:

Ferrophosphorus is an alloy of iron and phosphorus used in the steel industry for adjustments of phosphorus content of special steels. Hawley's Condensed Chemical Dictionary, Twelfth Edition. You have requested that we rule that duty-paid imported ferrophosphorus is commercially interchangeable with exported domestic merchandise for purposes of 19 U.S.C. 1313(j)(2).

With your original submission, sample domestic purchase invoices and chemical analysis, and sample consumption entries with chemical analysis were included. We requested further information, including phosphorus and silicon content and relative values of designated imported and exported merchandise.

In the specifications you have provided for the imported material the phosphorus content ranged from 23.87% to 26.83%, and the silicon content ranged from 1.12% to 2.72%. The specifications listed for the exported ferrophosphorus are 25.2% for phosphorus and 3.2% for silicon.

The value of the imported merchandise is listed as ranging from $120/ metric ton (MT) to $142/MT. You have submitted several examples of entry documents (CF 7501) substantiating this information. The specifications list the value of the domestic exported merchandise as $125/MT. The sample domestic purchase invoices show the price as $63/ton (equivalent to approximately $71/MT).

ISSUE:

Whether imported and domestic ferrophosphorus are commercially interchangeable for purposes of 19 U.S.C. 1313(j)(2)?

LAW AND ANALYSIS: The drawback law was substantially amended by section 632 of Title VI (Customs Modernization) of the North American Free Trade Agreement Implementation Act, Pub. L. 103-182, 107 Stat. 2057, 2192 (1993). As amended, 19 U.S.C. 1313(j)(2) provides that drawback may be granted if, among other requirements, there is, with respect to imported duty-paid merchandise, any other merchandise that is commercially interchangeable with the imported merchandise. To qualify for drawback, the other merchandise must be exported or destroyed within 3 years from the date of importation of the imported merchandise.

Consequently, the standard for substitution for drawback under 19 U.S.C 1313(j)(2), as amended, has been changed to commercial interchangeability from fungibility. House Report 103-361 and Senate Report 103-189 contain language explaining this change. Concerning commercial interchangeability, Senate Report 103-189 states, at page 83, "The Committee intends that, in determining the commercial interchangeability of two articles, the Customs Service should consider the following criteria, among other factors: governmental and recognized industry standards, part numbers, tariff classification, and relative values." The House Report language explaining this change is very similar.

Government and Recognized Industry Standards

There are no government or industry standards for ferrophosphorus. Concerning recognized grading in the technical literature, according to Hawley's Condensed Chemical Dictionary, Twelfth Edition, there are two grades of ferrophosphorus: Grade 1 - 18% phosphorus, and Grade 2 - 25% phosphorus. Also, Ullmann's Encyclopedia of Industrial Chemistry (5th Edition), Volume A19, page 518, states the following: Ferrophosphorus with a low silicon content (<3%) has a fairly good market potential, and is used in the manufacture of phosphorus-containing alloys. The grades with a low phosphorus content are not in great demand, but can be used in smelting low-phosphorus iron ores or to increase the P2O content of basic Thomas slag. In the specifications you have submitted, for the imported material the phosphorus content ranged from 23.87% to 26.83%, and the silicon content ranged from 1.12% to 2.72%. The specifications listed for the exported ferrophosphorus are 25.2% for phosphorus and 3.2% for silicon. We forwarded for technical review these specifications and the other background information that you submitted to our Office of Laboratory and Scientific Services (OLSS). OLSS made the following conclusions: In our opinion, based on the composition provided in the specification sheets, the imported and domestic ferrophosphorous material is comparable to the 25% phosphorous grade.... Although, the specification for silicon in the exported material (3.2%) is slightly greater than the three percent silicon listed in Ullmann's Encyclopedia as a "low silicon content", in our opinion the phosphorus and silicon content for the imported and exported ferrophosphorous material is similar for commercial purposes. Since there are no government or industry standards for ferrophosphorus, this criteria cannot be used to make the commercial interchangeability determination. The commercial standards contained in the technical literature, however, would not preclude the imported and exported ferrophosphorus from being considered commercially interchangeable. Part Numbers

No evidence has been submitted to suggest that part numbers are applicable in this case.

Tariff Classification

The tariff classification would be the same for both the imported ferrophosphorous and what is stated to be the exported ferrosphosphorus: subheading 7202.99.5020, Harmonized Tariff Schedule of the United States (HTSUS).

Relative Values

According to your submissions, including entry documentation, the value of imported ferrophosphorous ranges from $120/MT to $142/MT. The specifications submitted list the value of exported ferrophosphorus as $125/MT, although the sample domestic purchase invoices show the price as $63/ton (equivalent to approximately $71/MT). Mark Wolff of Continental Resources indicated in a telephone conversation with Craig Clark of my staff on January 4, 1996 that these invoices represented the domestic merchandise for exportation. In addition, he stated that the reason for the difference in price listed in the specifications ($125/MT) and the in the domestic purchase invoices ($71/MT) is due to shipping costs.

A review of the documentation submitted concerning the imported merchandise shows that there exist shipping costs in addition to the price of ferrophosphorus. For example, one invoice shows the price for ferrophosphorus as $140/MT with a freight cost of $35.50/MT. Therefore, a fair comparison of the value of imported merchandise to that of domestic exported merchandise should be made excluding shipping costs.

Such a comparison, based on the information submitted, shows the value of the imported merchandise ranging from $120/MT to $142/MT and the value of the domestic exported merchandise of $71/MT. This difference in value of the imported and domestic ferrophosphorus, therefore, differs from almost 70% to 100%. Clearly, this difference in value is too great to conclude that the imported and domestic ferrophosphorus is commercially interchangeable.

HOLDING: The imported and domestic exported ferrophosphorus are not commercially interchangeable for purposes of the substitution unused merchandise drawback law of 19 U.S.C. 1313(j)(2).

Sincerely,

Director, International Trade
Compliance Division