17 CFR 249.801 - Form 15A, for application for registration as a national securities association or affiliated securities association.

Regulations last checked for updates: Apr 04, 2025

Title 17 - Commodity and Securities Exchanges last revised: Mar 24, 2025

View all text of Subpart I [§ 249.801 - § 249.822]

§ 249.801 - Form 15A, for application for registration as a national securities association or affiliated securities association.

This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to § 240.15aa-1 of this chapter (Rule 15aa-1).

[33 FR 18995, Dec. 20, 1968] Editorial Note:For Federal Register citations affecting Form X-15AA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: 15 U.S.C. 78a

cite as: 17 CFR 249.801