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Regulations last checked for updates: May 19, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 249Subpart I - Subpart I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations
  • § 249.801 - Form 15A, for application for registration as a national securities association or affiliated securities association.
  • §§ 249.802-249.803 - §[Reserved]
  • § 249.819 - Form 19b-4, for electronic filings with respect to proposed rule changes, advance notices and security-based swap submissions by all self-regulatory organizations.
  • § 249.820 - Form 19b-4(e) for the listing and trading of new derivative securities products by self-regulatory organizations that are not deemed proposed rule changes pursuant to Rule 19b-4(e)(§ 240.19b-4(e)).
  • § 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to of this chapter.
  • § 249.822 - Form 19b-7, for electronic filing with respect to proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A) of the Securities Exchange Act of 1934.
authority: 15 U.S.C. 78a
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