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Regulations last checked for updates: May 14, 2025
Title 12 - Banks and Banking last revised: Apr 15, 2025
All Titles
Title 12
Chapter III
Part 380
Subpart D - Subpart D—Orderly Liquidation of Covered Brokers or Dealers
§ 380.60 - Definitions.
§ 380.61 - Appointment of receiver and trustee for covered broker or dealer.
§ 380.62 - Notice and application for protective decree for covered broker or dealer.
§ 380.63 - Bridge broker or dealer.
§ 380.64 - Claims of customers and other creditors of a covered broker or dealer.
§ 380.65 - Priorities for unsecured claims against a covered broker or dealer.
§ 380.66 - Administrative expenses of SIPC.
§ 380.67 - Qualified Financial Contracts.
authority:
12 U.S.C. 5385
(h);
12 U.S.C. 5389
;
12 U.S.C. 5390
(s)(3);
12 U.S.C. 5390
(b)(1)(C);
12 U.S.C. 5390
(a)(7)(D);
12 U.S.C. 5381
(b);
12 U.S.C. 5390
(r);
12 U.S.C. 5390
(a)(16)(D)
source:
76 FR 4215, Jan. 25, 2011, unless otherwise noted.
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