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Regulations last checked for updates: Nov 22, 2024
Title 12 - Banks and Banking last revised: Nov 20, 2024
All Titles
Title 12
Chapter III
Part 390
Subpart W - Subpart W—Securities Offerings
§ 390.410 - Definitions.
§ 390.411 - Offering circular requirement.
§ 390.412 - Exemptions.
§ 390.413 - Non-public offering.
§ 390.414 - Filing and signature requirements.
§ 390.415 - Effective date.
§ 390.416 - Form, content, and accounting.
§ 390.417 - Use of the offering circular.
§ 390.418 - Escrow requirement.
§ 390.419 - Unsafe or unsound practices.
§ 390.420 - Withdrawal or abandonment.
§ 390.421 - Securities sale report.
§ 390.422 - Public disclosure and confidential treatment.
§ 390.423 - Waiver.
§ 390.424 - Requests for interpretive advice or waiver.
§ 390.425 - Delayed or continuous offering and sale of securities.
§ 390.426 - Sales of securities at an office of a State savings association.
§ 390.427 - Current and periodic reports.
§ 390.428 - Approval of the security.
§ 390.429 - Form for securities sale report.
§ 390.430 - Filing of copies of offering circulars in certain exempt offerings.
authority:
12 U.S.C. 1819.
source:
76 FR 47655, Aug. 5, 2011, unless otherwise noted.
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