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Regulations last checked for updates: Nov 22, 2024
Title 12 - Banks and Banking last revised: Nov 20, 2024
All Titles
Title 12
Chapter III
Part 308
Subpart I - Subpart I—Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents
§ 308.134 - Scope.
§ 308.135 - Grounds for imposition of sanctions.
§ 308.136 - Notice to and consultation with the Securities and Exchange Commission.
§ 308.137 - Effective date of order imposing sanctions.
authority:
5 U.S.C. 504
,
554
;
12 U.S.C. 93
(b), 164, 505, 1464, 1467(d), 1467a, 1468, 1815(e), 1817, 1818, 1819, 1820, 1828, 1829, 1829(b), 1831i, 1831m(g)(4), 1831
source:
56 FR 37975, Aug. 9, 1991, unless otherwise noted.
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