Code of Federal Regulations > Title 12 > Chapter III > Part 335 - PART 335—SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS

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Regulations last checked for updates: Nov 22, 2024

Title 12 - Banks and Banking last revised: Nov 20, 2024

All TitlesTitle 12Chapter IIIPart 335 - PART 335—SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS

§ 335.101 - Scope of part, authority and OMB control number.

§ 335.111 - Forms and schedules.

§ 335.121 - Listing standards related to audit committees.

§ 335.201 - Securities exempted from registration.

§ 335.211 - Registration and reporting.

§ 335.221 - Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).

§ 335.231 - Certification, suspension of trading, and removal from listing by exchanges.

§ 335.241 - Unlisted trading.

§ 335.251 - Forms for notification of action taken by national securities exchanges.

§ 335.261 - Exemptions, terminations, and definitions.

§ 335.301 - Reports of issuers of securities registered pursuant to section 12.

§ 335.311 - Forms for annual, quarterly, current, and other reports of issuers.

§ 335.321 - Maintenance of records and issuer's representations in connection with required reports.

§ 335.331 - Acquisition statements, acquisition of securities by issuers, and other matters.

§ 335.401 - Solicitations of proxies.

§ 335.501 - Tender offers.

§ 335.601 - Requirements of section 16 of the Securities Exchange Act of 1934.

§ 335.611 - Initial statement of beneficial ownership of securities (Form 3).

§ 335.612 - Statement of changes in beneficial ownership of securities (Form 4).

§ 335.613 - Annual statement of beneficial ownership of securities (Form 5).

§ 335.701 - Filing requirements, public reference, and confidentiality.

§ 335.801 - Inapplicable SEC regulations; FDIC substituted regulations; additional information.

authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1,78l,78m,78n,78p,78w,5412,5414,5415,7241,7242,7243,7244,7261,7262,7264,and

source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

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