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Regulations last checked for updates: May 15, 2025
Title 12 - Banks and Banking last revised: Apr 15, 2025
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Title 12
Chapter I
Part 12 - PART 12—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
§ 12.1 - Authority, purpose, and scope.
§ 12.2 - Definitions.
§ 12.3 - Recordkeeping.
§ 12.4 - Content and time of notification.
§ 12.5 - Notification by agreement; alternative forms and times of notification.
§ 12.6 - Fees.
§ 12.7 - Securities trading policies and procedures.
§ 12.8 - Waivers.
§ 12.9 - Settlement of securities transactions.
authority:
12 U.S.C. 24
,
92a
,
and
source:
61 FR 63965, Dec. 2, 1996, unless otherwise noted.
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