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Regulations last checked for updates: Jan 30, 2025
Title 12 - Banks and Banking last revised: Jan 27, 2025
All Titles
Title 12
Chapter I
Part 19
Subpart D - Subpart D—Actions Under the Federal Securities Laws
§ 19.120 - Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
§ 19.121 - Disciplinary proceedings.
§ 19.122 - Civil money penalty authority under Federal securities laws.
§ 19.123 - Cease-and-desist authority.
authority:
5 U.S.C. 504
,
554
;
12 U.S.C. 93
,
93a
,
161
,
164
,
481
,
504
,
1462a
,
1463
,
1464
; 1467(d), 1467a(r), 1817(j), 1818, 1820, 1831m, 1831o, 1832, 1884, 1972, 3102, 3108, 3110, 3349, 3909, 4717, and 5412(b)(2)(B);
15 U.S.C. 78
source:
88 FR 89842, Dec. 28, 2023, unless otherwise noted.
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