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Regulations last checked for updates: Jan 19, 2025
Title 13 - Business Credit and Assistance last revised: Jan 16, 2025
All Titles
Title 13
Chapter I
Part 107
Subpart E - Subpart E—Managing the Operations of a Licensee
GENERAL REQUIREMENTS
§ 107.500 - Lawful operations under the Act.
§ 107.501 - Identification.
§ 107.502 - Representations to the public.
§ 107.503 - Licensee's adoption of an approved valuation policy.
§ 107.504 - Equipment and office requirements.
§ 107.506 - Safeguarding Licensee's assets/Internal controls.
§ 107.507 - Violations based on false filings and nonperformance of agreements with SBA.
§ 107.509 - Employment of SBA officials.
MANAGEMENT AND COMPENSATION
§ 107.510 - SBA approval of Licensee's Investment Adviser/Manager.
§ 107.520 - Management Expenses of a Licensee.
CASH MANAGEMENT BY A LICENSEE
§ 107.530 - Restrictions on investments of idle funds by leveraged Licensees.
BORROWING BY LICENSEES FROM NON-SBA SOURCES
§ 107.550 - Prior approval of secured third-party debt of Leveraged Licensees.
§ 107.560 - Subordination of SBA's creditor position.
§ 107.565 - Restrictions on third-party debt of Early Stage SBICs.
§ 107.570 - [Reserved]
DISTRIBUTIONS AND REDUCTIONS IN REGULATORY CAPITAL
§ 107.585 - Distributions and reductions in Regulatory Capital.
REQUIREMENT TO CONDUCT ACTIVE INVESTMENT OPERATIONS
§ 107.590 - Licensee's requirement to maintain active operations.
authority:
15 U.S.C. 662
,
681
,
687b
,
687k
source:
61 FR 3189, Jan. 31, 1996, unless otherwise noted.
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