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Regulations last checked for updates: Nov 22, 2024
Title 13 - Business Credit and Assistance last revised: Nov 20, 2024
All Titles
Title 13
Chapter I
Part 120
Subpart F - Subpart F—Secondary Market
FISCAL AND TRANSFER AGENT (FTA)
§ 120.600 - Definitions.
§ 120.601 - SBA Secondary Market.
CERTIFICATES
§ 120.610 - Form and terms of Certificates.
§ 120.611 - Pools backing Pool Certificates.
§ 120.612 - Loans eligible to back Certificates.
§ 120.613 - Secondary Participation Guarantee Agreement.
THE SBA GUARANTEE OF A CERTIFICATE
§ 120.620 - SBA guarantee of a Pool Certificate.
§ 120.621 - SBA guarantee of an Individual Certificate.
POOL ASSEMBLERS
§ 120.630 - Qualifications to be a Pool Assembler.
§ 120.631 - Suspension or termination of Pool Assembler.
MISCELLANEOUS PROVISIONS
§ 120.640 - Administration of the Pool and Individual Certificates.
§ 120.641 - Disclosure to purchasers.
§ 120.642 - Requirements before the FTA issues Pool Certificates.
§ 120.643 - Requirements before the FTA issues Individual Certificates.
§ 120.644 - Transfers of Certificates.
§ 120.645 - Redemption of Certificates.
§ 120.650 - Registration duties of FTA in Secondary Market.
§ 120.651 - Claim to FTA by Registered Holder to replace Certificate.
§ 120.652 - FTA fees.
SUSPENSION OR REVOCATION OF PARTICIPANT IN SECONDARY MARKET
§ 120.660 - Suspension or revocation.
authority:
15 U.S.C. 634
(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), 650, 687(f), 696(3) and (7), and 697(a) and (e); sec. 521, Pub. L. 114-113, 129 Stat. 2242; sec. 328(a), Pub. L. 116-260, 134 Stat. 1182
source:
61 FR 3235, Jan. 31, 1996, unless otherwise noted.
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