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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter I
Part 140
Subpart B - Subpart B—Functions
§ 140.10 - The Commission.
§ 140.11 - Emergency action by the senior Commissioner available.
§ 140.12 - Disposition of business by seriatim Commission consideration.
§ 140.13 - Vacancy in position of Chairman.
§ 140.14 - Delegation of authority to the Secretary of the Commission.
§ 140.20 - Designation of senior official to oversee Commission use of national security information.
§ 140.21 - Definitions.
§ 140.22 - Procedures.
§ 140.23 - General access requirements.
§ 140.24 - Control and accountability procedures.
§ 140.61 - [Reserved]
§ 140.72 - Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
§ 140.73 - Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
§ 140.74 - Delegation of authority to issue special calls for Series 03 Reports.
§ 140.75 - Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division.
§ 140.76 - Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
§ 140.77 - Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
§ 140.80 - Disclosure of information pursuant to a subpoena or summons.
§ 140.81 - [Reserved]
§ 140.91 - Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division.
§ 140.92 - Delegation of authority to grant registrations and renewals thereof.
§ 140.93 - Delegation of authority to the Director of the Market Participants Division.
§ 140.94 - Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk.
§ 140.95 - Delegation of authority with respect to withdrawals from registration.
§ 140.96 - Delegation of authority to publish in the Federal Register.
§ 140.97 - [Reserved]
§ 140.98 - Publication of no-action, interpretative and exemption letters and other written communications.
§ 140.99 - Requests for exemptive, no-action and interpretative letters.
authority:
7 U.S.C. 2
(a)(12), 12a, 13(c), 13(d), 13(e), and 16(b)
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