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Regulations last checked for updates: Nov 24, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter I
Part 165 - PART 165—WHISTLEBLOWER RULES
§ 165.1 - General.
§ 165.2 - Definitions.
§ 165.3 - Procedures for submitting original information.
§ 165.4 - Confidentiality.
§ 165.5 - Requirements for consideration of an award.
§ 165.6 - Whistleblowers ineligible for an award.
§ 165.7 - Procedures for award applications in Commission actions and related actions, and Commission award determinations.
§ 165.8 - Amount of award.
§ 165.9 - Criteria for determining amount of award.
§ 165.10 - Contents of record for award determination.
§ 165.11 - Awards based upon related actions.
§ 165.12 - Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
§ 165.13 - Appeals.
§ 165.14 - Procedures applicable to the payment of awards.
§ 165.15 - Administering the whistleblower program.
§ 165.16 - No immunity.
§ 165.17 - Awards to whistleblowers who engage in culpable conduct.
§ 165.18 - Staff communications with whistleblowers from represented entities.
§ 165.19 - Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
§ 165.20 - Whistleblower anti-retaliation protections.
Appendix Appendix A - Appendix A to Part 165—Guidance With Respect to the Protection of Whistleblowers Against Retaliation
Appendix Appendix B - Appendix B to Part 165—Form TCR and Form WP-APP
authority:
7 U.S.C. 2
,
5
,
9
,
12a
,
13a
,
13a
-1,
13b
,
and
source:
76 FR 53200, Aug. 25, 2011, unless otherwise noted.
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