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Regulations last checked for updates: Nov 21, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter I
Part 49 - PART 49—SWAP DATA REPOSITORIES
§ 49.1 - Scope.
§ 49.2 - Definitions.
§ 49.3 - Procedures for registration.
§ 49.4 - Withdrawal from registration.
§ 49.5 - Equity interest transfers.
§ 49.6 - Request for transfer of registration.
§ 49.7 - Swap data repositories located in foreign jurisdictions.
§ 49.8 - Procedures for implementing swap data repository rules.
§ 49.9 - Open swaps reports provided to the Commission.
§ 49.10 - Acceptance and validation of data.
§ 49.11 - Verification of swap data accuracy.
§ 49.12 - Swap data repository recordkeeping requirements.
§ 49.13 - Monitoring, screening and analyzing swap data.
§ 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
§ 49.15 - Real-time public reporting by swap data repositories.
§ 49.16 - Privacy and confidentiality requirements of swap data repositories.
§ 49.17 - Access to SDR data.
§ 49.18 - Confidentiality arrangement.
§ 49.19 - Core principles applicable to swap data repositories.
§ 49.20 - Governance arrangements (Core Principle 2).
§ 49.21 - Conflicts of interest (Core Principle 3).
§ 49.22 - Chief compliance officer.
§ 49.23 - Emergency authority policies and procedures.
§ 49.24 - System safeguards.
§ 49.25 - Financial resources.
§ 49.26 - Disclosure requirements of swap data repositories.
§ 49.27 - Access and fees.
§ 49.28 - Operating hours of swap data repositories.
§ 49.29 - Information relating to swap data repository compliance.
§ 49.30 - Form and manner of reporting and submitting information to the Commission.
§ 49.31 - Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.
Appendix Appendix A - Appendix A to Part 49—Form SDR
Appendix Appendix B - Appendix B to Part 49—Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)
authority:
7 U.S.C. 1a
,
2
,
6r
,
12a
,
and
,
as
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Pub
. L. 111-203, 124 Stat. 1376 (Jul. 21, 2010), unless otherwise noted
source:
76 FR 54575, Sept. 1, 2011, unless otherwise noted.
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