17 CFR 240.15aa-1 - Registration of a national or an affiliated securities association.

Regulations last checked for updates: Apr 03, 2025

Title 17 - Commodity and Securities Exchanges last revised: Mar 24, 2025

View all text of Part 240 [§ 240.0-1 - § 240.36a1-2]

§ 240.15aa-1 - Registration of a national or an affiliated securities association.

Any application for registration of an association as a national, or as an affiliated, securities association shall be submitted on Form 15A. Filings on Form 15A (§ 249.801 of this chapter) submitted pursuant to this section shall be filed electronically on EDGAR in accordance with the requirements of 17 CFR part 232 (Regulation S-T).

[90 FR 7365, Jan. 21, 2025]

authority: 15 U.S.C. 77c,77d,77g,77j,77s,77z,77z,77eee,77ggg,77nnn,77sss,77ttt,78c,78c-3,78c-5,78d,78e,78f,78g,78i,78j,78j-1,78j-4,78k,78k-1,78

cite as: 17 CFR 240.15aa-1