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Regulations last checked for updates: May 19, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 249Subpart A - Subpart A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
  • § 249.1 - Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
  • § 249.10 - Form 1-N for notice registration as a national securities exchange.
  • § 249.11 - Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
  • § 249.25 - Form 25, for notification of removal from listing and/or registration.
  • § 249.26 - Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (of this chapter).
authority: 15 U.S.C. 78a
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