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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 249
Subpart A - Subpart A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
§ 249.1 - Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
§ 249.10 - Form 1-N for notice registration as a national securities exchange.
§ 249.11 - Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
§ 249.25 - Form 25, for notification of removal from listing and/or registration.
§ 249.26 - Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (of this chapter).
authority:
15 U.S.C. 78a
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