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Regulations last checked for updates: May 19, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 249Subpart B - Subpart B—Forms for Reports To Be Filed by Officers, Directors, and Security Holders
  • § 249.103 - Form 3, initial statement of beneficial ownership of securities.
  • § 249.104 - Form 4, statement of changes in beneficial ownership of securities.
  • § 249.105 - Form 5, annual statement of beneficial ownership of securities.
authority: 15 U.S.C. 78a
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