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Regulations last checked for updates: May 19, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter II
Part 249
Subpart F - Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
§ 249.501 - Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.
§ 249.501a - Form BDW, notice of withdrawal from registration as broker-dealer pursuant to or of this chapter.
§ 249.501b - Form BD-N for notice registration as a broker-dealer.
§ 249.507 - Form 7-M, consent to service of process by an individual nonresident broker-dealer.
§ 249.508 - Form 8-M, consent to service of process by a corporation which is a nonresident broker-dealer.
§ 249.509 - Form 9-M, consent to service of process by a partnership nonresident broker-dealer.
§ 249.510 - Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.
authority:
15 U.S.C. 78a
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