Code of Federal Regulations > Title 17 > Chapter II > Part 249 > Subpart K - Subpart K—Form for Registration of, and Reporting by Securities Information Processors

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Regulations last checked for updates: May 19, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025

All TitlesTitle 17Chapter IIPart 249Subpart K - Subpart K—Form for Registration of, and Reporting by Securities Information Processors

§ 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

§ 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

authority: 15 U.S.C. 78a

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