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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 249
Subpart N - Subpart N—Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons
§ 249.1300 - Form MA, for registration as a municipal advisor, and for amendments to registration.
§ 249.1300T - Form MA-T, for temporary registration as a municipal advisor, and for amendments to, and withdrawals from, temporary registration.
§ 249.1310 - Form MA-I, for providing information regarding natural person municipal advisors, and for amendments to such information.
§ 249.1320 - Form MA-W, for withdrawal from registration as a municipal advisor.
§ 249.1330 - Form MA-NR, for appointment of agent for service of process by non-resident municipal advisor, non-resident general partner or managing agent of a municipal advisor, and non-resident natural person associated with a municipal advisor.
authority:
15 U.S.C. 78a
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