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Regulations last checked for updates: Jan 18, 2025
Title 17 - Commodity and Securities Exchanges last revised: Jan 13, 2025
All Titles
Title 17
Chapter II
Part 301 - PART 301—FORMS, SECURITIES INVESTOR PROTECTION CORPORATION
FORMS FOR CLOSEOUT OR COMPLETION OF OPEN CONTRACTUAL COMMITMENTS
§ 301.300a - Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.
§ 301.300b - Form 300-B, for report of all fails to deliver.
§ 301.300c - Form 300-C, for report of all fails to receive.
§ 301.0-1 - Availability of forms.
authority:
Sec. 3, 84 Stat. 1636 (
15 U.S.C. 78ccc
), as amended by sec. 3, Pub. L. 95-283, 92 Stat. 249
source:
44 FR 21213, Apr. 9, 1979, unless otherwise noted.
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