REGULATIONS
Rulings
AD/CVD
Notices
HTSUS
U.S. Code
Regs
More
Ports
About
Updates
Apps
Larger font
Smaller font
CustomsMobile Pro
beta now open!
Apply for a FREE beta account. Spaces are limited so apply today.
SIGNUP FOR BETA
SEARCH
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
Regulations last checked for updates: Nov 21, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 301 - PART 301—FORMS, SECURITIES INVESTOR PROTECTION CORPORATION
FORMS FOR CLOSEOUT OR COMPLETION OF OPEN CONTRACTUAL COMMITMENTS
§ 301.300a - Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.
§ 301.300b - Form 300-B, for report of all fails to deliver.
§ 301.300c - Form 300-C, for report of all fails to receive.
§ 301.0-1 - Availability of forms.
authority:
Sec. 3, 84 Stat. 1636 (
15 U.S.C. 78ccc
), as amended by sec. 3, Pub. L. 95-283, 92 Stat. 249
source:
44 FR 21213, Apr. 9, 1979, unless otherwise noted.
.list_box li,p,.cm-search-info,.cm-search-detail,.abt span,.expand-collapse_top
Get the CustomsMobile app!