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Regulations last checked for updates: May 16, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter II
Part 202 - PART 202—INFORMAL AND OTHER PROCEDURES
§ 202.1 - General.
§ 202.2 - Pre-filing assistance and interpretative advice.
§ 202.3 - Processing of filings.
§ 202.3a - Instructions for filing fees.
§ 202.4 - Facilitating administrative hearings.
§ 202.5 - Enforcement activities.
§ 202.6 - Adoption, revision, and rescission of rules and regulations of general application.
§ 202.7 - Submittals.
§ 202.8 - Small entity compliance guides.
§ 202.9 - Small entity enforcement penalty reduction policy.
§ 202.10 - Policy statement of the Securities and Exchange Commission concerning subpoenas to members of the news media.
§ 202.12 - Policy statement concerning cooperation by individuals in its investigations and related enforcement actions.
§ 202.13 - Informal procedure with respect to applications under the Investment Company Act of 1940.
Subpart A [§ 202.140 - § 202.190] - Subpart A—Public Company Accounting Oversight Board (Regulation P)
authority:
15 U.S.C. 77s
,
77t
,
77sss
,
77uuu
,
78d
,
78u
,
78w
,
78
source:
25 FR 6736, July 15, 1960, unless otherwise noted.
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