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Regulations last checked for updates: Nov 21, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 205 - PART 205—STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
§ 205.1 - Purpose and scope.
§ 205.2 - Definitions.
§ 205.3 - Issuer as client.
§ 205.4 - Responsibilities of supervisory attorneys.
§ 205.5 - Responsibilities of a subordinate attorney.
§ 205.6 - Sanctions and discipline.
§ 205.7 - No private right of action.
authority:
15 U.S.C. 77s
,
78d
,
78w
,
80a
,
80a
,
80b
,
7202
,
7245
,
and
source:
68 FR 6320, Feb. 6, 2003, unless otherwise noted.
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