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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 227
Subpart D - Subpart D—Funding Portal Regulation
§ 227.400 - Registration of funding portals.
§ 227.401 - Exemption.
§ 227.402 - Conditional safe harbor.
§ 227.403 - Compliance.
§ 227.404 - Records to be made and kept by funding portals.
authority:
15 U.S.C. 77d
,
77d
,
77s
,
77z
,
78c
,
78o
,
78q
,
78w
,
78mm
,
and
. L. 112-106, secs. 301-305, 126 Stat. 306 (2012)
source:
80 FR 71537, Nov. 16, 2015, unless otherwise noted.
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