Code of Federal Regulations > Title 17 > Chapter IV - CHAPTER IV—DEPARTMENT OF THE TREASURY

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Regulations last checked for updates: Nov 21, 2024

Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024

All TitlesTitle 17Chapter IV - CHAPTER IV—DEPARTMENT OF THE TREASURY

Part 400 [§ 400.1 - § 400.6] - PART 400—RULES OF GENERAL APPLICATION

Part 401 [§ 401.1 - § 401.7] - PART 401—EXEMPTIONS

Part 402 [§ 402.1 - § 402.2d] - PART 402—FINANCIAL RESPONSIBILITY

Part 403 [§ 403.1 - § 403.7] - PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES

Part 404 [§ 404.1 - § 404.5] - PART 404—RECORDKEEPING AND PRESERVATION OF RECORDS

Part 405 [§ 405.1 - § 405.5] - PART 405—REPORTS AND AUDIT

Part 420 [§ 420.1 - § 420.5] - PART 420—LARGE POSITION REPORTING

Part 449 [§ 449.1 - § 449.5] - PART 449—FORMS, SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934

Part 450 [§ 450.1 - § 450.5] - PART 450—CUSTODIAL HOLDINGS OF GOVERNMENT SECURITIES BY DEPOSITORY INSTITUTIONS

Part 451-499 - PARTS 451-499 [RESERVED]

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