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Regulations last checked for updates: Oct 16, 2024
Title 17 - Commodity and Securities Exchanges last revised: Oct 08, 2024
All Titles
Title 17
Chapter I
Part 23
Subpart E - Subpart E—Capital and Margin Requirements for Swap Dealers and Major Swap Participants
§ 23.100 - Definitions applicable to capital requirements.
§ 23.101 - Minimum financial requirements for swap dealers and major swap participants.
§ 23.102 - Calculation of market risk exposure requirement and credit risk exposure requirement using internal models.
§ 23.103 - Calculation of market risk exposure requirement and credit risk requirement when models are not approved.
§ 23.104 - Equity Withdrawal Restrictions.
§ 23.105 - Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.
§ 23.106 - Substituted compliance for swap dealer's and major swap participant's capital and financial reporting.
§§ 23.107-23.149 - §[Reserved]
§ 23.150 - Scope.
§ 23.151 - Definitions applicable to margin requirements.
§ 23.152 - Collection and posting of initial margin.
§ 23.153 - Collection and posting of variation margin.
§ 23.154 - Calculation of initial margin.
§ 23.155 - Calculation of variation margin.
§ 23.156 - Forms of margin.
§ 23.157 - Custodial arrangements.
§ 23.158 - Margin documentation.
§ 23.159 - Special rules for affiliates.
§ 23.160 - Cross-border application.
§ 23.161 - Compliance dates.
§§ 23.162-23.199 - §[Reserved]
Appendix Appendix A - Appendix A to Subpart E of Part 23—Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement
Appendix Appendix B - Appendix B to Subpart E of Part 23—Swap Dealer and Major Swap Participant Position Information
Appendix Appendix C - Appendix C to Subpart E of Part 23—Specific Position Information for Swap Dealers and Major Swap Participants Subjects to the Capital Requirements of a Prudential Regulator
authority:
7 U.S.C. 1a
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6
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6
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6
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6
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6
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12
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source:
77 FR 2628, Jan. 19, 2012, unless otherwise noted.
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