REGULATIONS
Rulings
AD/CVD
Notices
HTSUS
U.S. Code
Regs
More
Ports
About
Updates
Apps
Larger font
Smaller font
CustomsMobile Pro
beta now open!
Apply for a FREE beta account. Spaces are limited so apply today.
SIGNUP FOR BETA
SEARCH
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
Regulations last checked for updates: Jan 18, 2025
Title 17 - Commodity and Securities Exchanges last revised: Jan 13, 2025
All Titles
Title 17
Chapter I
Part 23
Subpart E - Subpart E—Capital and Margin Requirements for Swap Dealers and Major Swap Participants
§ 23.100 - Definitions applicable to capital requirements.
§ 23.101 - Minimum financial requirements for swap dealers and major swap participants.
§ 23.102 - Calculation of market risk exposure requirement and credit risk exposure requirement using internal models.
§ 23.103 - Calculation of market risk exposure requirement and credit risk requirement when models are not approved.
§ 23.104 - Equity Withdrawal Restrictions.
§ 23.105 - Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.
§ 23.106 - Substituted compliance for swap dealer's and major swap participant's capital and financial reporting.
§§ 23.107-23.149 - §[Reserved]
§ 23.150 - Scope.
§ 23.151 - Definitions applicable to margin requirements.
§ 23.152 - Collection and posting of initial margin.
§ 23.153 - Collection and posting of variation margin.
§ 23.154 - Calculation of initial margin.
§ 23.155 - Calculation of variation margin.
§ 23.156 - Forms of margin.
§ 23.157 - Custodial arrangements.
§ 23.158 - Margin documentation.
§ 23.159 - Special rules for affiliates.
§ 23.160 - Cross-border application.
§ 23.161 - Compliance dates.
§§ 23.162-23.199 - §[Reserved]
Appendix Appendix A - Appendix A to Subpart E of Part 23—Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement
Appendix Appendix B - Appendix B to Subpart E of Part 23—Swap Dealer and Major Swap Participant Position Information
Appendix Appendix C - Appendix C to Subpart E of Part 23—Specific Position Information for Swap Dealers and Major Swap Participants Subjects to the Capital Requirements of a Prudential Regulator
authority:
7 U.S.C. 1a
,
2
,
6
,
6
a,
6
b,
6
b-1,
6
c,
6
p,
6
r,
6
s,
6
t,
9
,
9
a,
12
,
12
a,
13b
,
13c
,
16a
,
18
,
19
,
2
1
source:
77 FR 2628, Jan. 19, 2012, unless otherwise noted.
.list_box li,p,.cm-search-info,.cm-search-detail,.abt span,.expand-collapse_top
Get the CustomsMobile app!