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Regulations last checked for updates: Jan 18, 2025
Title 17 - Commodity and Securities Exchanges last revised: Jan 13, 2025
All Titles
Title 17
Chapter I
Part 23
Subpart J - Subpart J—Duties of Swap Dealers and Major Swap Participants
§ 23.600 - Risk Management Program for swap dealers and major swap participants.
§ 23.601 - Monitoring of position limits.
§ 23.602 - Diligent supervision.
§ 23.603 - Business continuity and disaster recovery.
§ 23.604 - [Reserved]
§ 23.605 - Conflicts of interest policies and procedures.
§ 23.606 - General information: availability for disclosure and inspection.
§ 23.607 - Antitrust considerations.
§ 23.608 - Restrictions on counterparty clearing relationships.
§ 23.609 - Clearing member risk management.
§ 23.610 - Clearing member acceptance for clearing.
§ 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.
authority:
7 U.S.C. 1a
,
2
,
6
,
6
a,
6
b,
6
b-1,
6
c,
6
p,
6
r,
6
s,
6
t,
9
,
9
a,
12
,
12
a,
13b
,
13c
,
16a
,
18
,
19
,
2
1
source:
77 FR 2628, Jan. 19, 2012, unless otherwise noted.
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