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Regulations last checked for updates: May 17, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 37
Subpart C - Subpart C—Compliance With Rules
§ 37.200 - Core Principle 2—Compliance with rules.
§ 37.201 - Operation of swap execution facility and compliance with rules.
§ 37.202 - Access requirements.
§ 37.203 - Rule enforcement program.
§ 37.204 - Regulatory services provided by a third party.
§ 37.205 - Audit trail.
§ 37.206 - Disciplinary procedures and sanctions.
authority:
7 U.S.C. 1a
,
2
,
5
,
6
,
6
c,
7
,
7
a-2,
7
b-3,
and
,
as
,
Pub
. L. 111-203, 124 Stat. 1376
source:
78 FR 33582, June 4, 2013, unless otherwise noted.
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