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Regulations last checked for updates: Nov 22, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter I
Part 4
Subpart C - Subpart C—Commodity Trading Advisors
§ 4.30 - Prohibited activities.
§ 4.31 - Required delivery of Disclosure Document to prospective clients.
§ 4.32 - [Reserved]
§ 4.33 - Recordkeeping.
§ 4.34 - General disclosures required.
§ 4.35 - Performance disclosures.
§ 4.36 - Use, amendment and filing of Disclosure Document.
authority:
7 U.S.C. 1a
,
2
,
6
,
6b
,
6c
,
6l
,
6m
,
6n
,
6o
,
12a
, and
2
3
source:
46 FR 26013, May 8, 1981, unless otherwise noted.
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