U.S Code last checked for updates: Nov 22, 2024
§ 78o–4a.
Commission Office of Municipal Securities
(a)
In general
There shall be in the Commission an Office of Municipal Securities, which shall—
(1)
administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and
(2)
coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law.
(b)
Director of the Office
(c)
Staffing
(1)
In general
(2)
Requirement
(Pub. L. 111–203, title IX, § 979, July 21, 2010, 124 Stat. 1926.)
cite as: 15 USC 78o-4a